Comparing the federal regulatory architectures of the EU and the US in the field of investment services : an approach based on agency and trust

Maiscocq, Olivier
(2008)

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Authors
  • Maiscocq, Olivier
    author
Supervisors
de Visscher, Christian
Abstract
(en) The dissertation explains how it comes that the EU and the US have different federal regulatory architectures in the field of investment services despite systemic similarities. Several independent variables are put forward to explain the form taken by the regulatory architecture in both entities, as well as to explain the difference in the degree of autonomy of their respective regulatory bodies, namely CESR and the SEC.
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Maiscocq, O. (2008). Comparing the federal regulatory architectures of the EU and the US in the field of investment services : an approach based on agency and trust. https://hdl.handle.net/2078.5/46639